Client
Services
In
addition to investment advice, we strive to provide our clients with
a high degree of service and to deliver it in a personalized and effective
fashion. Our firm's size allows us to develop a complete understanding
of each client's particular needs and objectives. The range of our services,
enhanced by our affiliation with WealthTrust, includes:
- Talking with
our clients to understand how the assets we manage fit into their
total financial picture so that we can develop an asset allocation
plan that offers the best path to their goals.
- Coordinating
cash disbursements with our clients' custodians.
Processing gifts and charitable contributions of securities.
- Consulting with
clients, their attorneys and accountants on retirement, estate, and
tax planning issues.
- Publishing a
quarterly newsletter that addresses current investment issues and
their relevance to our investment philosophy.
- Preparing quarterly
statements that supplement custodians' statements by providing performance
measurements and comments pertinent to the portfolio.
- Analyzing stock
options.
- Access to trust
services.
- Assessing diversification
for concentrated equity and restricted stock positions.
- Assisting in
the choice of a custodian for the client's assets to ensure their
safety and the best ancillary services. We currently work with a number
of the strongest national and regional banks and brokerage firms.
The depth of our
experience enables us to meet our clients' expectations for superior
service. Above all, we communicate with our clients on a regular basis
— by phone, e-mail and in person — so that our advice will
be responsive to their needs.
Form
ADV
Harvey Investment Company, LLC is an investment advisor registered with
the Securities and Exchange Commission (SEC), and has filed Form ADV
with the SEC. This disclosure document contains information about the
firm, its principals, business practices and regulatory compliance.
For a copy of Harvey's ADV, please contact
us or visit the SEC's Investment
Adviser Public disclosure.
